Fiduciary Complete

Fiduciary complete has been built as one of the most comprehensive Fiduciary Packages in the industry today. Through the years, our in-house expertise has partnered with some of the industry’s leading experts and pioneers to develop FIDUCIARY COMPLETE and its encompassing list of services.

  • Investment Policy Design, with specific written selection criteria that must be met
  • A Fiduciary Services Agreement, contractually disclosing all fees and service commitments in writing.
  • ERISA 3(38) Investment Manager Services (often referred to as Primary Fiduciary Services)
  • Quarterly or Semi-Annual Fiduciary Reviews with trustees (face-to-face)
  • Quarterly Fiduciary Funds Analysis, rating your funds based on the specific Investment Policy Statement criteria
  • Annual Fiduciary Benchmarking services, comparing plan analytics to industry peers
  • A dedicated service team, with at a minimum, an ERISA Attorney, A Plan Design Specialist, an Investment Advisory Committee member, a Participant Services Coordinator, and an
    in-house Dedicated Service Representative
  • Professionally Managed ERISA 3(38) Portfolios (for participants)
  • First Party” Affirmative ERISA Coverage (i.e. Fiduciary Insurance)
  • An annual FIDUCIARY COMPLETE Audit Report
Fiduciary CompleteFIDUCIARY COMPLETE has been designed to provide plan sponsors with a fully comprehensive approach to managing fiduciary risk, while improving the experience for both Plan Sponsors and participants. The final piece to ensuring these services are comprehensive is the guidance and input from our Outside Advisory Council.